Sunday, 29 July 2018

Cytonn Investments Job Vacancy : Compliance Associate

Cytonn Asset Managers Limited (CAML), is the regulated affiliate of Cytonn Investments Management Plc. CAML is licensed by the Capital Markets Authority and its key focus is on Pension Fund management and Collective Investments Schemes. Our objective is to offer superior risk adjusted investment returns to our clients that is above market average through investments in both public markets and alternative investments markets.

The Compliance Associate reporting to the Compliance Manager will be primarily responsible for ensuring that the company is conducting its business in full compliance with the regulatory requirements that pertain to Fund Managers, as well as professional standards, accepted business practices, and internal standards.

Compliance Associate Job Responsibilities 

  • Ensure that the company is compliant with all regulatory policies and procedures including compliance with the Capital Markets Authority’s Act and the Retirement Benefits Authority Act
  • Assess product compliance, or operational risks and develop risk management strategies,
  • Direct the development or implementation of compliance-related policies and procedures throughout the company,
  • Work with Audit, Risk and Compliance Board committee in ensuring compliance in all areas of operations of the company as well as collaborate with Risk Department on all required reporting and important issues,
  • Establish and review daily, monthly and quarterly investment compliance reports,
  • Conduct periodic internal reviews or audits to ensure that compliance procedures are followed
  • Review important areas of compliance such as allocation of investment opportunities, performance dispersion across client accounts, and relevant investment guidelines,
  • Identify risks and conflicts of interest related to the company’s operations, work with management to assess risks and conflicts and develop related procedures and controls to mitigate them,
  • Responds to all required reporting and compliance issues. Provides periodic responses to audit findings,
  • Implement compliance obligations, including risk and control assessment and support incident management related to compliance failures, and,
  • Undertaking all such other roles and responsibilities as may be assigned from time to time

Qualifications for the Compliance Associate Job

  • A Bachelor’s degree – Degree in Law will be an added advantage
  • Minimum of B+ in KCSE
  • MBA will be an added advantage
  • 4+years of compliance, regulatory risk, or operations experience with an investment advisory firm
  • Certified member of a relevant professional body
  • Excellent oral and written communication skills in English
  • Strong numeracy, analytical, strategy and research skills
  • Excellent planning, organizational and problem-solving skills
  • Thorough and accurate
  • Must be conversant with Compliance Requirements of both the Capital Markets Authority and the Retirement Benefits Authority

The post Cytonn Investments Job Vacancy : Compliance Associate appeared first on Jobs in Kenya - https://jobwebkenya.com/.



The post Cytonn Investments Job Vacancy : Compliance Associate is republished from Jobs – Jobs in Kenya – https://jobwebkenya.com/